Securities Brokerage

The Group’s securities brokerage business is conducted under its wholly-owned subsidiary CS Wealth Securities Limited (“CSW”) www.cswsec.com.hk. CSW is a corporation registered with Hong Kong Securities and Futures Commission and licensed to carry out business in Type 1 activities (dealing in securities). CSW provides securities brokerage, margin financing, placing and underwriting services. The Company’s Executive Committee oversees the operations of the Group’s securities brokerage business.